1

Lana
Rae St John

Financial Consultant & Stock Broker

I’m Lana Rae St John, a Stock Broker & Financial Advisor based in the US. I build immersive & functional investment strategies for respective clients all over the world.
get started
2

33

YEARS of EXPERIENCE
Contact me.

I have 33 years of experience having worked in five brokerage firms. I have three principal/supervisory exams, two general industry/product exams, and two state securities law exams.

Principal/Supervisory Exam
General Securities Sales Supervisor - Options Module Examination (S9)
Jan 02, 2023
General Securities Sales Supervisor Examinations (Options Module & General Module) (S8)
Feb 17, 1994
General Securities Sales Supervisor - Options Module Examination (S10)
Jan 02, 2023
YEARS
EXPERIENCE
Contact me.
General Industry/Products Exam
SIE - Securities Industry Essentials Examination
Oct 1, 2018
Series 7 - General Securities Representative Examination
May 19, 1990
State Securities Law Exam
Uniform Combined State Law Examination (S66)
Jan 22, 2003
Uniform Securities Agent State Law Examination (S63)
May 23, 1990
4

Registr
ations

Some of the NUMEROUS Self Regulatory Organizations(SRO) I registered with.

09/17/2015 - 08/24/2016
CHARLES SCHWAB & CO., INC.
01/03/2012 - 09/17/2015
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
01/08/2003 - 12/31/2011
CHARLES SCHWAB & CO., INC.
01/08/1991 - 01/30/1991
GILBERT MARSHALL & COMPANY
09/07/1990 - 01/11/1991
DILLION SECURITIES, INC.
05/22/1990 - 09/12/1990
KOBER FINANCIAL CORP.
5

Work experience

05/22/1990 - 09/12/1990 (4 months)
KOBER FINANCIAL CORP. (CRD# 17551)
Stock Broker | Investment Advisor
09/07/1990 - 01/11/1991 (4 months)
DILLION SECURITIES, INC. (CRD# 10660)
Stock Broker | Investment Advisor
01/08/1991 - 01/30/1991 (3 weeks)
GILBERT MARSHALL & COMPANY (CRD# 13954)
Stock Broker | Investment Advisor
01/08/2003 - 12/31/2011 (8 years)
CHARLES SCHWAB & CO., INC. (CRD# 5393)
Stock Broker | Investment Advisor
01/03/2012 - 09/17/2015 (3 years)
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD# 159035)
Stock Broker | Investment Advisor
09/17/2015 - 08/24/2016 (1 year)
CHARLES SCHWAB & CO., INC. (CRD# 5393)
Stock Broker | Investment Advisor
Detailed Report
6

I've been fortunate to work with and for people from some amazing organizations.

achievements
Over 2,000
Partners worldwide, as well as Clients, brokers and advisors.
Over 500
Impressive portfolios handled for clients worldwide with more 40 countries.
7
TESTIMONIALS
“Lana Rae is an exceptionally talented & well grounded financial adviser. She brought her infectious enthusiasm & creativity to my portfolio and the changes were tremendous.”
Robert Prace
>
“Lana handled my portfolio and turned my profit accumulation strategy around with her enormous expertise. I recommend her to every beginner out there”
Michelle Grace
“I met Lana through a colleague of mine in California, She had accumulated quite a fortune on his portfolio and I got in contact with her. Six months down the line and I can say that was one of the best decisions of my life.”
Hayley Dean
8

contact

contact info
contact@lanaraestjohn.ltd
Let's have a conversation. Enter your preferred time & date for an introductory call.
Your message was successfully sent...
Sorry something went wrong